No one is fully compliant with Mifid research rules

Author: Lizzie Meager | Published: 1 Feb 2018
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Banks, regulators and independent research providers speak to Practice Insight on Mifid II's research and unbundling rules, including the admission that no firm in the world is 100% compliant with the regime.

In the final section of our special report on Mifid II & market structure, over 30 lawyers, regulatory strategists and market structure specialists at some of the EU's biggest banks and trading venues look ahead to the future. You can also read part one on systematic internalisers, or part two on trade and transaction reporting, now.

And a rare instance of regulatory relief within the Prospectus Directive is being shirked by the market over litigation fears. Find out why banks are advising issuers against making the most of the opportunity to sell 20% equity without a prospectus here.

Practice Insight is a new free weekly service from IFLR, uncovering regulatory-driven uncertainty within banks, asset managers and trading venues. To sign up for the free weekly newsletter click here, and to follow us on Twitter click here.

 


 

 

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